Data From the Third National Health and Nutrition Examination Survey
Study objective: To determine what factors predict cotinine levels in US children.
Design: Cross-sectional study.
Subjects: Nationally representative sample of 5,653 US children, both with and without reported tobacco smoke exposure in their homes.
Methods: We stratified the children into those with reported passive smoke exposure at home and those without this exposure. We used regression models to predict the log of the cotinine level of the participants with the following independent covariates: age; race/ethnicity; number of rooms in the home; sex; parental education; family poverty index; family size; region; and, among children with reported passive smoke exposure, the number of cigarettes smoked in the home.
Results: Children exposed to passive smoke had a mean cotinine level of 1.66 ng/mL, and children not exposed to passive smoke had a mean level of 0.31 ng/mL. Among children with reported smoke exposure, non-Mexican-American race/ethnicity, young age, low number of rooms in the home, low parental education, and an increasing number of cigarettes smoked in the home were predictors of increased serum cotinine levels. Among children with no reported smoke exposure, significant predictors of increased cotinine levels included black race, young age, Midwest region of the United States, low number of rooms in the home, low parental education, large family size, and low family poverty index.
Conclusion: While the reported number of cigarettes smoked in the home is the most important predictor of cotinine levels in children exposed to smoke and may provide an opportunity for clinical intervention, other demographic factors are important among children both with and without reported smoke exposure. (CHEST 2001; 120:718-724)
Key words: children; cotinine; tobacco smoke pollution
Abbreviations: ETS = environmental tobacco smoke; NHANES III = Third National Health and Nutrition Examination Survey
Tobacco smoke exposure is an important and preventable cause of morbidity among children. Recent comprehensive reviews by the California Environmental Protection Agency,[1] and by Cook and Strachan[2] in Thorax have concluded that environmental tobacco smoke (ETS) increases respiratory symptoms and disease and decreases lung function in children.
Most studies that have examined the health effects of ETS on children have used reported ETS exposure or the presence of smokers in the child's household to define exposure.[3-5] A limitation of these studies is that many children in the United States with no reported smoke exposure have cotinine, a nicotine metabolite indicating recent ETS exposure, in their blood.[6,7] Although the widespread exposure of children to ETS has been described previously,[6] factors determining cotinine levels among children, including parental education, poverty status of the family, and region of the country, have not been fully explored.
Our study analyzed data among children aged 4 through 16 years from the Third National Health and Nutrition Examination Survey (NHANES III), a nationally representative study of the US population. We determined what factors predicted cotinine levels in US children both with and without reported tobacco smoke exposure in their homes.
MATERIALS AND METHODS
Study Population
NHANES III was conducted from 1988 through 1994 by the National Center for Health Statistics of the Centers for Disease Control and Prevention, Atlanta, GA,[8] and was approved by the National Center for Health Statistics Institutional Review Board. In this survey, a stratified, multistage, clustered probability design was used to select a representative sample of the civilian, noninstitutionalized US population. A total of 81 geographic sites were included in the final sample. Survey participants completed extensive questionnaires about household characteristics and a comprehensive physical examination, including the drawing of blood at a specially equipped mobile examination center to determine serum cotinine levels. Questionnaires for participants who were [is less than] 17 years of age were completed by a knowledgeable adult proxy (usually a parent or caretaker). Children aged [is greater than or equal to] 12 years responded to questions about their personal use of tobacco.
Subjects and Demographics
We limited our analysis to children aged 4 to 16 years for whom serum cotinine levels were obtained (cotinine levels were not obtained for children younger than 4 years old). In addition, we excluded children who reported either current smoking, based on self-report, or who had cotinine levels [is greater than] 15 ng/mL, indicating the possible current use of cigarettes or spit tobacco.[6]
Variable Definition
We classified the race/ethnicity of the participants as "Non-Hispanic white," "Non-Hispanic black," "Mexican-American," or "Other," as determined by self-report on the questionnaire. We determined parental education level, which was classified as [is less than] 12 years or unknown, 12 years, or [is greater than] 12 years, using the reference adult in the family (ie, one of the persons who owns the home or pays the rent). Family poverty index was classified as either below or above the poverty index level of 1, or was unknown, for the family.[8] This index is determined on the basis of the family income and the number of people in the household. We classified family size as four members or fewer or as five members or more, the number of rooms in the home as five or fewer or six or more (including the kitchen but excluding bathrooms), and region of the country using standard census definitions (Northeast: CT, ME, MA, NH, NJ, NY, PA, RI, and VT; Midwest: IL, IN, IA, KS, MI, MN, MO, NB, ND, OH, SD, and WI; South: AL, AR, DE, DC, FL, GE, KY, LA, MD, MS, NC, OK, SC, TE, TX, VA, and WV; West: AK, AZ, CA, CO, HI, ID, MT, NV, NM, OR, UT, WA, and WY). For most analyses, we stratified participants into the following three age strata: 4 to 6 years; 7 to 11 years; and 12 to 16 years.
The respondent for each child was asked whether anyone living in the home smoked in the home. He or she was then asked to quantify how many cigarettes each smoker smoked in the home in an average day. We used these data to determine the total number of cigarettes smoked in each home in a typical day, and divided the exposed children into the following six strata: 1 to 9 cigarettes; 10 to 19 cigarettes; 20 to 29 cigarettes; 30 to 39 cigarettes; [is greater than or equal to] 40 cigarettes; and unknown.
Cotinine Levels
Serum cotinine levels were determined using high-performance liquid chromatography atmospheric-pressure chemical ionization tandem mass spectrometry, as described elsewhere.[6] We used an estimated level of 0.035 ng/mL (ie, the level of detection, 0.050 ng/mL, divided by the square root of 2) for subjects with no detectable cotinine level when calculating mean exposure levels in the study subjects. Because the cotinine levels were not normally distributed, we log-transformed the values before performing any analyses.
Analysis
We calculated all estimates using the sampling weight to represent children aged 4 to 16 years in the United States. The purpose of the sampling weight is to provide population estimates that adjust for unequal probabilities of selection and that account for nonresponses. The weights were poststratified to the US population as estimated by the Bureau of the Census. For analyses, we used computer software (SAS; SAS Institute; Cary, NC[9]; and SUDAAN [a program that adjusts for complex sample design when variance estimates are calculated]; Research Triangle Institute; Research Triangle Park, NC[10]). We developed linear regression models adjusting for age, sex, race/ethnicity, education level, income status, family size, number of rooms in the home, and, for children with reported exposure, the number of cigarettes smoked in the home daily to predict the log-transformed cotinine values in both univariate and multivariate models. The models were evaluated for evidence of colinearity, interaction, and influential observations.
RESULTS
Of the 13,944 children aged 2 months through 16 years who participated in NHANES III, 5,643 were [is less than] 4 years old. Of the remaining 8,301 children, 2,487 did not have their serum cotinine levels obtained (either because they did not have blood drawn or the blood sample volume was not sufficient for the analysis), an additional 156 either admitted to current smoking or had cotinine levels [is greater than] 15 ng/mL, and data on smoke exposure in the home were not reported for 5, leaving 5,653 children available for analysis. The 2,487 children who did not have cotinine obtained were similar to the 5,653 participants with regard to sex, race, parental education, family, poverty index, reported ETS exposure, and parental history of allergy or asthma (p [is greater than] 0.05 for all), but they were overrepresented in the youngest age group (4 to 6 years old, 52%; 7 to 11 years old, 21%; and 12 to 16 years old, 18%; p [is less than] 0.01).
Of the 2,189 children with reported smoke exposure, the mean cotinine level was 1.66 ng/mL, and the geometric mean level was 1.00 ng/mL, with 0.9% of these children having serum cotinine levels [is less than] 0.050 ng/mL, which is the level of detection (Fig 1, top, A) Of the 3,464 children with no reported smoke exposure, the mean cotinine level was 0.31 ng/mL, and the geometric mean level was 0.12 ng/mL, with 24.4% of these children having serum cotinine levels [is less than] 0.050 ng/mL, which is the level of detection (Fig 1, bottom, B).
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Among children with reported smoke exposure, the significant predictors of cotinine levels in the univariate analyses included age, region, education level of the responding adult, race/ethnicity, family poverty index, and the number of cigarettes smoked in the home (Table 1). Among the children without reported smoke exposure in the home, the same factors (with the exception of the number of cigarettes smoked daily in the home, which was excluded by definition) along with family size and the number of rooms in the home, were significant predictors of cotinine levels (Table 2). Most factors predicted cotinine levels similarly for children both with and without smoke exposure in the home. The only exception was with the variable age, in which the youngest children had the highest mean and geometric mean cotinine levels among smoke-exposed children, whereas children in the oldest age group (12 to 16 years) had the highest mean levels, but not the highest geometric mean levels, among unexposed children (Tables 1, 2).
In the multivariate analysis, significant predictors of cotinine levels among smoke-exposed children included age, education level of the responding adult, race/ethnicity, the number of rooms in the home, and the number of cigarettes smoked in the home (Table 3). The [r.sup.2] value for this model was 0.36. Significant predictors of cotinine levels among unexposed children included age, region of the United States, education level of the responding adult, race/ethnicity, the number of rooms in the home, family poverty index, and family size (Table 4). The [r.sup.2] value for this model was 0.14. The [r.sup.2] value for a model that included all children and set the number of cigarettes exposed to in the home to 0 for the unexposed children was 0.56 (results not shown).
DISCUSSION
Most children in this sample, which is representative of the US population, have detectable levels of cotinine in their blood, reflecting exposure to tobacco smoke. Factors that predicted cotinine levels were similar among children regardless of whether there was reported smoke exposure in the home, although the relative importance of the predictive factors in these two groups varied.
The age of the child was an important predictor of cotinine levels both in children exposed to smoke and in those not exposed to smoke, although the effects were in different directions in these two groups. In smoke-exposed children, the highest levels were among the youngest children; in the unexposed children, the older children had higher mean levels of cotinine, but not the highest geometric mean levels of cotinine (Tables 1, 2). Lower age has been consistently associated with higher cotinine levels among children with reported exposures.[11,12] Young children have higher cotinine levels than older children and adults, despite similar exposures, suggesting a higher relative nicotine dose,[13] or the possibility that they spend less time outdoors than older children. Younger children do not, however, appear to metabolize cotinine at a slower rate than older children.[14] Our finding of higher mean cotinine levels among children 12 to 16 years old compared to those 7 to 11 years old among our subgroup of children with no reported smoke exposure in the home suggests that these children are being exposed to smoke from friends or other sources outside of the home.[15]
Among children with reported smoke exposure in the home, the average number of cigarettes smoked daily in the home was the best predictor of cotinine level. Although this is an expected finding, an interesting result was that children for whom the respondent could not estimate the number of cigarettes smoked daily in the home had cotinine levels suggesting that they were exposed to 10 to 20 cigarettes daily. Other researchers have found a similar relationship between cotinine levels and the number of cigarettes smoked in the home or the number of smokers in the home.[11,12]
Race/ethnicity is known to be associated with cotinine levels among active smokers, with blacks having higher levels than whites and Mexican-Americans.[16,17] This pattern is thought to be related to both an increased intake of nicotine from each cigarette and to decreased metabolism.[17] Among children exposed to ETS, the most likely explanation for the observed racial/ethnic difference is the slower metabolism of cotinine in blacks or the more rapid metabolism of cotinine in Mexican-Americans, although this hypothesis cannot be evaluated with this database.
Socioeconomic factors also are known to be related to cotinine levels. Parental education and family income both may be indicators of the prevalence of smoking in the community in which the child lives and plays.[11,12] Housing characteristics also have been described previously[12] as being associated with cotinine levels, with smaller homes predicting higher levels among smoke-exposed children.
Finally, we found regional differences in cotinine levels. These were significant in the univariate models (Tables 1, 2) but remained significant only in the multivariate model among unexposed children for the differences between the Midwest and West. This finding may reflect differences in public smoking restrictions among states in the United States during the survey[18] or regional differences in housing characteristics.
These analyses and their interpretation are subject to limitations. The survey data all were reported by a parent or caretaker of the child or by the child (for reported tobacco use) and were not verified. The survey asked about household smoking by people living in the home but not by visitors to the home. Children may spend time in more than one home, but in this survey the "primary" home was the only one asked about. Although the model for children exposed to smoke explained 36% of the variability in cotinine levels, the model for children not exposed to smoke explained only 14% of the variability, suggesting that other individual or societal factors, such as proximity of the children to the source of smoke or whether smoking was allowed in vehicles in which the children rode, may be important but could not be included in our models.
In conclusion, our findings from this nationally representative study of US children are that demographic factors such as age, race/ethnicity, poverty status, and region of the United States predict cotinine levels in children. The strongest predictor in smoke-exposed children was the reported number of cigarettes smoked in the home daily, which might offer clinicians an opportunity to interview parents about smoking in the home and to intervene. Even though parents may be able to reduce some sources of exposure, for example by eliminating smoking in the home, other factors are less amenable to parental intervention and would require community-level interventions, such as the limiting of smoking in public places.
REFERENCES
[1.] California Environmental Protection Agency. Health effects of exposure to environmental tobacco smoke. Tobacco Control 1997; 6:346-353
[2] Cook DG, Strachan DP. Health effects of passive smoking: 10. Summary of effects of parental smoking on the respiratory health of children and implications for research. Thorax 1999; 54:357-366
[3] Gergen PJ, Fowler JA, Maurer KR, et al. The burden of environmental tobacco smoke exposure on the respiratory health of children 2 months through 5 years of age in the United States: Third National Health and Nutrition Examination Survey, 1988 to 1994. Pediatrics 1998; 101:E8
[4] Strachan DP, Cook DG. Health effects of passive smoking: 6. Parental smoking and childhood asthma: longitudinal and case-control studies. Thorax 1998; 53:204-212
[5] Strachan DP, Cook DG. Health effects of passive smoking: 1. Parental smoking and lower respiratory illness in infancy and early childhood. Thorax 1997; 52:905-914
[6] Pirkle JL, Flegal KM, Bernert JT, et al. Exposure of the US population to environmental tobacco smoke: the Third National Health and Nutrition Examination Survey, 1988 to 1991. JAMA 1996:275:1233-1240
[7] Benowitz NL. Cotinine as a biomarker of environmental tobacco smoke exposure. Epidemiol Rev 1996; 18:188-204
[8] National Center for Health Statistics. Plan and operation of the Third National Health and Nutrition Examination Survey, 1988-1994. Vital Health Stat 1994:1-406
[9] SAS Institute. ISAS language, reference, version 6. Cary, NC: SAS Institute, 1990
[10] Shah BV, Barnwell BG, Bieler GS. SUDAAN user's manual, release 7.0. Research Triangle Park, NC: Research Triangle Institute, 1996
[11] Irvine L, Crombie IK, Clark RA, et al. What determines levels of passive smoking in children with asthma? Thorax 1997; 52:766-769
[12] Bakoula CG, Kafritsa YJ, Kavadias GD, et al. Factors modifying exposure to environmental tobacco smoke in children (Athens, Greece). Cancer Causes Control 1997; 8:73-76
[13] Willers S, Skarping G, Dalene M, et al. Urinary cotinine in children and adults during and after semiexperimental exposure to environmental tobacco smoke. Arch Environ Health 1995; 50:130-138
[14] Leong JW, Dore ND, Shelley K, et al. The elimination half-life of urinary cotinine in children of tobacco-smoking mothers. Pulm Pharmacol Ther 1998; 11:287-290
[15] Corbo GM, Agabiti N, Forastiere F, et al. Lung function in children and adolescents with occasional exposure to environmental tobacco smoke. Am J Respir Crit Care Med 1996; 154:695-700
[16] Caraballo RS, Giovino GA, Pechacek TF, et al. Racial and ethnic differences in serum cotinine levels of cigarette smokers: Third National Health and Nutrition Examination Survey, 1988-1991. JAMA 1998:280:135-139
[17] Perez-Stable EJ, Herrera B, Jacob P III, et al. Nicotine metabolism and intake in black and white smokers. JAMA 1998; 280:152-156
[18] Shelton DM, Alciati MH, Chang MM, et al. State laws on tobacco control-United States, 1995: CDC surveillance summaries. MMWR Morb Mortal Wkly Rep 1995; 44:SS-6
(*) From the Air Pollution and Respiratory Health Branch (Dr. Mannino), Division of Environmental Hazards and Health Effects, National Center for Environmental Health, Atlanta, GA; Epidemiology Branch (Dr. Caraballo), Office on Smoking and Health, National Center for Chronic Disease Prevention and Health Promotion, Atlanta, GA; Division of Clinical Pharmacology (Dr. Benowitz), Department of Medicine, University of' California, San Francisco, CA; and Repace Associates (Mr. Repace), Bowie, MD.
Manuscript received December 28, 2000; revision accepted March 28, 2001.
Correspondence to: David M. Mannino, MD, FCCP, National Center for Environmental Health, Centers for Disease Control and Prevention, 1600 Clifton Rd, MS E-17, Atlanta, GA 30333; e-mail: dmannino@cdc.gov
COPYRIGHT 2001 American College of Chest Physicians
COPYRIGHT 2001 Gale Group